- investment adviser
- Any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the advisability of purchasing or selling securities, or who, for compensation and as a regular business, issues analyses or reports concerning securities, excluding certain persons, such as lawyers, accountants, teachers, and engineers, who may incidentally engage in such activities. 15 USC § 80b-1.
Ballentine's law dictionary. Anderson, W.S.. 1998.
Look at other dictionaries:
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