dealer in securities
- A merchant of securities with an established place of business, regularly engaged in the purchase of securities and their resale to customers. Internal Revenue Code § 1236(c); Helvering v Fried, 299 US 175, 81 L Ed 104, 57 S Ct 150; one who engages in repeated and continuous transactions in securities, as distinguished from a person who buys or sells only occasionally. 47 Am J1st Secur A § 21.
Ballentine's law dictionary. Anderson, W.S.. 1998.
Look at other dictionaries:
regular dealer in securities — A person or corporation licensed to deal and actually dealing with the general public in the purchase and sale of securities. Trading Associates Corp. v Magruder (CA4 Md) 112 F2d 779. A merchant of securities, whether an individual, partnership,… … Ballentine's law dictionary
dealer — deal·er n: one that deals; specif: a person or entity that buys and sells securities for his or her or its own account and not for others compare broker Merriam Webster’s Dictionary of Law. Merriam Webster. 1996 … Law dictionary
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Dealer — may refer to: Antique dealer, someone who sells Antiques Art dealer, gallerist, somebody (a person) or company that buys and sells (works of) art Broker dealer, a legal term for a business firm that buys and sells securities before selling the… … Wikipedia
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dealer — In the popular sense, one who buys to sell; not one who buys to keep, or makes to sell. One who purchases goods or property for resale to final customers; a retailer. See also retailer The term dealer means any person engaged in the business of… … Black's law dictionary